Regulations of Connecticut State Agencies — Title 12
Conn. Agencies Regs § 12-2b-19
Disposition of complaints
# (a)
After the filing of a complaint, the Secretary shall make a prompt preliminary investigation. If the complaint does not come within the Secretary's jurisdiction, the complainant will be so notified. The Secretary may at his discretion, refer the complaint to the appropriate agency for review.
# (b)
If, after investigation of the complaint, the Secretary is of the opinion that there is no substantial and competent evidence of violation, the complaint shall be dismissed. In the event of such dismissal, the complainant shall be notified, including the reasons for such dismissal.
# (c)
In cases where, after investigation, there is reason to believe that a company or an employee has failed to comply with the lawful requirements for retention of its or his or her certificate, the Secretary shall serve a formal complaint on the company or the employee and proceed in accordance with the provisions of Section 12-2b-13 through Section 12-2b-16 of these regulations.
Amendment history
October 4, 1985; amended March 30, 1999
Source: official regulations index (title 12 publishes as one PDF)
Nearby sections (25 sections)
- 12-2b-6 · Certification of employees
- 12-2b-7 · Non-certified employees. Temporary certification
- 12-2b-8 · Application for certification. Qualifications
- 12-2b-9 · Examinations
- 12-2b-10 · Waiver of examination requirement
- 12-2b-11 · Issuance of certificate. Renewal of certification
- 12-2b-12 · Continuing education requirements
- 12-2b-13 · Revocation, suspension or denial of a renewal of…
- 12-2b-15 · Conduct of hearings in contested cases
- 12-2b-16 · Final decision in contested cases
- 12-2b-17 · Investigation
- 12-2b-18 · Form and filing. Content
- 12-2b-19 · Disposition of complaints
- 12-3a-1 · Waiver of certain penalties
- 12-3b-1 · Guidelines for the abatement of taxes
- 12-9-1 · Penalty forfeit
- 12-9-2 · Penalty waiver procedures
- 12-19b-1 · Penalty forfeit
- 12-19b-2 · Penalty waiver procedures
- 12-20b-1 · Penalty forfeit
- 12-20b-2 · Penalty waiver procedures
- 12-34a-1 · Repealed, April 6, 2000
- 12-40a-5 · Definitions
- 12-40a-6 · Assessor certification
- 12-40a-7 · Assessor certification - prescribed education program