34 Tex. Admin. Code § 6.1 — Definitions

The following words and terms, when used in this subchapter, shall have the following meanings, unless the context clearly indicates otherwise.

# (1)

Comptroller--The Office of the Comptroller of Public Accounts of the State of Texas, and any division or entity within the Office of the Comptroller or managed by the comptroller.

# (2)

Financial advisor or service provider--Includes a person or business entity who acts as a financial advisor, financial consultant, money manager, investment manager, or broker.
Source Note: The provisions of this §6.1 adopted to be effective February 3, 2004, 29 TexReg 1014.